Personal Investment Profile

Your Financial Fingerprint…FORWARD

Developing Strategies and Management Risk...FORWARD

Choosing the right investment strategy requires careful consideration. Our professionals at Global Asset Management Group can help you develop a personalized investment profile that aligns with your financial goals.

The U.P. Process:

Understand: We take the time to understand your unique financial situation and objectives.
Plan: We develop a tailored investment strategy designed to help you reach your goals.
Implement: We put your plan into action and provide ongoing management with market discipline.
This questionnaire is the first step in our U.P. Process, guiding you toward a personalized investment plan.
Remember: Investing involves risk, including potential loss of principal. Past performance does not guarantee future results.

Let’s build your financial future, together.

Selecting an appropriate investment strategy requires careful thought, attention and discipline. The Professionals at Global Asset Management Group are here to help investors develop their own personal investment profile and implement the investment strategy that align their financial goals with that strategy, then apply investment and market discipline based off of those financial goals.

Vision

Changing the view of global investing from wall street to your street by daring to earn your trust instead of asking for it.

mission statement

Our Global Vision, Our Experties, Your Life…FORWARD. Our advisors strive to be the FORWARD thinking Financial Partners in helping our clients succeed in the rapidly envolving global financial markets.

PERSONAL INVESTMENT PROFILE

Selecting an appropriate investment strategy requires careful thought, attention and discipline. The Professionals at Global Asset Management Group are here to help investors develop their own personal investment profile and implement the investment strategy that align their financial goals with that strategy, then apply investment and market discipline based off of those financial goals.

This questionnaire is the integral part of the “U.P. PROCESS” developed by Global Asset Management Group to assist in your Personal Investment Profile. It is the beginning of developing your plan…FORWARD.
Developing Strategies and Managing Risk…FORWARD

Fill out the form below to submit your Personal Investment Profile

Client

Full Name
Gender
MM slash DD slash YYYY
Martial Status
Address
Employement Status:
I would describe my knowledge of investment as:
MM slash DD slash YYYY
Pets:
Military Service:

TIME HORIZONE

1: How long will these assets be committed to your stated portfolio objective?
2: In how many years will you begin taking withdrawals from your portfolio?
3. In determining the general success of a "single investment" (not your total portfolio) what would you consider a reasonable time frame?
4. In determining the general success of a "total portfolio" what would you consider a reasonable time frame
5. Which phase best represents your position in the Investor Life Cycle:

RISK TOLERNCE - RISK/RETUN TRADEOFF

1. Investment decisions are generally determined by a risk/return tradeoff. Risk is any possibility of loss to the value of your portfolio. Return is the amount earned or profit on an investment. How would you respond to the following statement?
* Managing risk in my portfolio from loss is more important to me than achieving high returns.
2. Riskier investments have the potential to experience higher long-term capital appreciation. Likewise, less risky investments have less potential for high long-term capital appreciation.
* With this in mind, which of the following statements is most consistent with your investment attitude?
3. Historically, investors who have received higher long-term returns have also experienced major changes in the value of their investments. Higher long-term returns come with a greater chance of loss.
* Which of the following statements best describes your investment philosophy?

RANGE OF RETURNS

1. The following table shows the ending values of $500,000 invested in four hypothetical portfolios over a three-year period. The returns for these portfolios may fall anywhere within these ranges.
Girl in a jacket
Which of the four hypothetical portfolios would you feel most comfortable accepting?
2. Of the hypothetical portfolios shown, choose the one that is most consistent with your investment expectations over a 10-year time horizon.
Girl in a jacket
Which of the four hypothetical portfolios would you feel most comfortable accepting?
3. Realizing that any market-based investments may move up or down in value over time, with which of the hypothetical portfolios below would you felt comfortable?
Girl in a jacket
4. The value of most investments fluctuates from year-to-year as well as over the short-term. How would you feel if an investment you had committed to for ten years lost 20% of its value during the first year?
5. I am comfortable with investments that may frequently experience large declines in value if there is a potential for higher returns. These frequent and large declines may be experienced at an inopportune time such as at the end of the investment horizon
6. Sometimes investment losses are prolonged and sometimes they are short-lived. How might you respond when you experienced investment loss?

CLIENT'S GOALS: PERSONAL

Please check the three items that are the most important to you.
Past performance may not be indicave of future results. Every investor's situation is unique and you should consider your lovestment goals, tolerance and time harian before making any investment investing involves risk including the possible loss of capital Please note changes le tax lawn may occur at any time and could have a substantial impact upon each person's situation. While we are familiar with the tax provisions of the issues presented here, Financial Advisors of RS, we are not qualed to render advice on tax or legal matters. Rese consult your tax or legal advisor for your particular situation.

Co Client

Full Name
Gender
MM slash DD slash YYYY
Martial Status
Address
Employement Status:
I would describe my knowledge of investment as:
MM slash DD slash YYYY
Pets:
Military Service:

TIME HORIZONE

1: How long will these assets be committed to your stated portfolio objective?
2: In how many years will you begin taking withdrawals from your portfolio?
3. In determining the general success of a "single investment" (not your total portfolio) what would you consider a reasonable time frame?
4. In determining the general success of a "total portfolio" what would you consider a reasonable time frame
5. Which phase best represents your position in the Investor Life Cycle:

RISK TOLERNCE - RISK/RETUN TRADEOFF

1. Investment decisions are generally determined by a risk/return tradeoff. Risk is any possibility of loss to the value of your portfolio. Return is the amount earned or profit on an investment. How would you respond to the following statement?
* Managing risk in my portfolio from loss is more important to me than achieving high returns.
2. Riskier investments have the potential to experience higher long-term capital appreciation. Likewise, less risky investments have less potential for high long-term capital appreciation.
* With this in mind, which of the following statements is most consistent with your investment attitude?
3. Historically, investors who have received higher long-term returns have also experienced major changes in the value of their investments. Higher long-term returns come with a greater chance of loss.
* Which of the following statements best describes your investment philosophy?

RANGE OF RETURNS

1. The following table shows the ending values of $500,000 invested in four hypothetical portfolios over a three-year period. The returns for these portfolios may fall anywhere within these ranges.
Girl in a jacket
Which of the four hypothetical portfolios would you feel most comfortable accepting?
2. Of the hypothetical portfolios shown, choose the one that is most consistent with your investment expectations over a 10-year time horizon.
Girl in a jacket
Which of the four hypothetical portfolios would you feel most comfortable accepting?
3. Realizing that any market-based investments may move up or down in value over time, with which of the hypothetical portfolios below would you felt comfortable?
Girl in a jacket
4. The value of most investments fluctuates from year-to-year as well as over the short-term. How would you feel if an investment you had committed to for ten years lost 20% of its value during the first year?
5. I am comfortable with investments that may frequently experience large declines in value if there is a potential for higher returns. These frequent and large declines may be experienced at an inopportune time such as at the end of the investment horizon
6. Sometimes investment losses are prolonged and sometimes they are short-lived. How might you respond when you experienced investment loss?

CLIENT'S GOALS: PERSONAL

Please check the three items that are the most important to you.
Past performance may not be indicave of future results. Every investor's situation is unique and you should consider your lovestment goals, tolerance and time harian before making any investment investing involves risk including the possible loss of capital Please note changes le tax lawn may occur at any time and could have a substantial impact upon each person's situation. While we are familiar with the tax provisions of the issues presented here, Financial Advisors of RS, we are not qualed to render advice on tax or legal matters. Rese consult your tax or legal advisor for your particular situation.

You have completed the Personal Investment Profile.

If you are filling this out digitally:

Save this PDF to your desktop
Once saved, send to [email protected]
with the subject: “Personal Investment Profile Questionnaire.”

If you received this via mail:

Send it to Global Asset Management Group P.O. Box 1369 Lake Charles, LA 70602.

Once we receive your Questionnaire, we will contact you to schedule your meeting😊

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